core, core/types: readd transactions after chain re-org

Added a `Difference` method to `types.Transactions` which sets the
receiver to the difference of a to b (NOTE: not a **and** b).

Transaction pool subscribes to RemovedTransactionEvent adding back to
those potential missing from the chain.

When a chain re-org occurs remove any transactions that were removed
from the canonical chain during the re-org as well as the receipts that
were generated in the process.

Closes #1746

cmd/geth/js_test.go

@@ -92,7 +92,7 @@ func testREPL(t *testing.T, config func(*eth.Config)) (string, *testjethre, *eth
 
 	db, _ := ethdb.NewMemDatabase()
 
-	core.WriteGenesisBlockForTesting(db, common.HexToAddress(testAddress), common.String2Big(testBalance))
+	core.WriteGenesisBlockForTesting(db, core.GenesisAccount{common.HexToAddress(testAddress), common.String2Big(testBalance)})
 	ks := crypto.NewKeyStorePlain(filepath.Join(tmp, "keystore"))
 	am := accounts.NewManager(ks)
 	conf := &eth.Config{

common/natspec/natspec_e2e_test.go

@@ -134,7 +134,7 @@ func testEth(t *testing.T) (ethereum *eth.Ethereum, err error) {
 
 	db, _ := ethdb.NewMemDatabase()
 	// set up mock genesis with balance on the testAddress
-	core.WriteGenesisBlockForTesting(db, common.HexToAddress(testAddress), common.String2Big(testBalance))
+	core.WriteGenesisBlockForTesting(db, core.GenesisAccount{common.HexToAddress(testAddress), common.String2Big(testBalance)})
 
 	// only use minimalistic stack with no networking
 	ethereum, err = eth.New(&eth.Config{

core/bench_test.go

@@ -162,7 +162,7 @@ func benchInsertChain(b *testing.B, disk bool, gen func(int, *BlockGen)) {
 
 	// Generate a chain of b.N blocks using the supplied block
 	// generator function.
-	genesis := WriteGenesisBlockForTesting(db, benchRootAddr, benchRootFunds)
+	genesis := WriteGenesisBlockForTesting(db, GenesisAccount{benchRootAddr, benchRootFunds})
 	chain := GenerateChain(genesis, db, b.N, gen)
 
 	// Time the insertion of the new chain.

core/chain_makers_test.go

@@ -42,7 +42,7 @@ func ExampleGenerateChain() {
 	)
 
 	// Ensure that key1 has some funds in the genesis block.
-	genesis := WriteGenesisBlockForTesting(db, addr1, big.NewInt(1000000))
+	genesis := WriteGenesisBlockForTesting(db, GenesisAccount{addr1, big.NewInt(1000000)})
 
 	// This call generates a chain of 5 blocks. The function runs for
 	// each block and adds different features to gen based on the

core/chain_manager.go

@@ -569,18 +569,17 @@ func (self *ChainManager) WriteBlock(block *types.Block) (status writeStatus, er
 		// chain fork
 		if block.ParentHash() != cblock.Hash() {
 			// during split we merge two different chains and create the new canonical chain
-			err := self.merge(cblock, block)
+			err := self.reorg(cblock, block)
 			if err != nil {
 				return NonStatTy, err
 			}
-			status = SplitStatTy
 		}
+		status = CanonStatTy
+
 		self.mu.Lock()
 		self.setTotalDifficulty(td)
 		self.insert(block)
 		self.mu.Unlock()
-
-		status = CanonStatTy
 	} else {
 		status = SideStatTy
 	}
@@ -681,9 +680,11 @@ func (self *ChainManager) InsertChain(chain types.Blocks) (int, error) {
 
 			return i, err
 		}
+		if err := PutBlockReceipts(self.chainDb, block, receipts); err != nil {
+			glog.V(logger.Warn).Infoln("error writing block receipts:", err)
+		}
 
 		txcount += len(block.Transactions())
-
 		// write the block to the chain and get the status
 		status, err := self.WriteBlock(block)
 		if err != nil {
@@ -711,10 +712,6 @@ func (self *ChainManager) InsertChain(chain types.Blocks) (int, error) {
 			queue[i] = ChainSplitEvent{block, logs}
 			queueEvent.splitCount++
 		}
-		if err := PutBlockReceipts(self.chainDb, block, receipts); err != nil {
-			glog.V(logger.Warn).Infoln("error writing block receipts:", err)
-		}
-
 		stats.processed++
 	}
 
@@ -729,20 +726,26 @@ func (self *ChainManager) InsertChain(chain types.Blocks) (int, error) {
 	return 0, nil
 }
 
-// diff takes two blocks, an old chain and a new chain and will reconstruct the blocks and inserts them
+// reorgs takes two blocks, an old chain and a new chain and will reconstruct the blocks and inserts them
-// to be part of the new canonical chain.
+// to be part of the new canonical chain and accumulates potential missing transactions and post an
-func (self *ChainManager) diff(oldBlock, newBlock *types.Block) (types.Blocks, error) {
+// event about them
+func (self *ChainManager) reorg(oldBlock, newBlock *types.Block) error {
+	self.mu.Lock()
+	defer self.mu.Unlock()
+
 	var (
 		newChain    types.Blocks
 		commonBlock *types.Block
 		oldStart    = oldBlock
 		newStart    = newBlock
+		deletedTxs  types.Transactions
 	)
 
 	// first reduce whoever is higher bound
 	if oldBlock.NumberU64() > newBlock.NumberU64() {
 		// reduce old chain
 		for oldBlock = oldBlock; oldBlock != nil && oldBlock.NumberU64() != newBlock.NumberU64(); oldBlock = self.GetBlock(oldBlock.ParentHash()) {
+			deletedTxs = append(deletedTxs, oldBlock.Transactions()...)
 		}
 	} else {
 		// reduce new chain and append new chain blocks for inserting later on
@@ -751,10 +754,10 @@ func (self *ChainManager) diff(oldBlock, newBlock *types.Block) (types.Blocks, e
 		}
 	}
 	if oldBlock == nil {
-		return nil, fmt.Errorf("Invalid old chain")
+		return fmt.Errorf("Invalid old chain")
 	}
 	if newBlock == nil {
-		return nil, fmt.Errorf("Invalid new chain")
+		return fmt.Errorf("Invalid new chain")
 	}
 
 	numSplit := newBlock.Number()
@@ -764,13 +767,14 @@ func (self *ChainManager) diff(oldBlock, newBlock *types.Block) (types.Blocks, e
 			break
 		}
 		newChain = append(newChain, newBlock)
+		deletedTxs = append(deletedTxs, oldBlock.Transactions()...)
 
 		oldBlock, newBlock = self.GetBlock(oldBlock.ParentHash()), self.GetBlock(newBlock.ParentHash())
 		if oldBlock == nil {
-			return nil, fmt.Errorf("Invalid old chain")
+			return fmt.Errorf("Invalid old chain")
 		}
 		if newBlock == nil {
-			return nil, fmt.Errorf("Invalid new chain")
+			return fmt.Errorf("Invalid new chain")
 		}
 	}
 
@@ -779,18 +783,8 @@ func (self *ChainManager) diff(oldBlock, newBlock *types.Block) (types.Blocks, e
 		glog.Infof("Chain split detected @ %x. Reorganising chain from #%v %x to %x", commonHash[:4], numSplit, oldStart.Hash().Bytes()[:4], newStart.Hash().Bytes()[:4])
 	}
 
-	return newChain, nil
+	var addedTxs types.Transactions
-}
-
-// merge merges two different chain to the new canonical chain
-func (self *ChainManager) merge(oldBlock, newBlock *types.Block) error {
-	newChain, err := self.diff(oldBlock, newBlock)
-	if err != nil {
-		return fmt.Errorf("chain reorg failed: %v", err)
-	}
-
 	// insert blocks. Order does not matter. Last block will be written in ImportChain itself which creates the new head properly
-	self.mu.Lock()
 	for _, block := range newChain {
 		// insert the block in the canonical way, re-writing history
 		self.insert(block)
@@ -798,8 +792,18 @@ func (self *ChainManager) merge(oldBlock, newBlock *types.Block) error {
 		PutTransactions(self.chainDb, block, block.Transactions())
 		PutReceipts(self.chainDb, GetBlockReceipts(self.chainDb, block.Hash()))
 
+		addedTxs = append(addedTxs, block.Transactions()...)
 	}
-	self.mu.Unlock()
+
+	// calculate the difference between deleted and added transactions
+	diff := types.TxDifference(deletedTxs, addedTxs)
+	// When transactions get deleted from the database that means the
+	// receipts that were created in the fork must also be deleted
+	for _, tx := range diff {
+		DeleteReceipt(self.chainDb, tx.Hash())
+		DeleteTransaction(self.chainDb, tx.Hash())
+	}
+	self.eventMux.Post(RemovedTransactionEvent{diff})
 
 	return nil
 }

core/chain_manager_test.go

@@ -30,8 +30,10 @@ import (
 	"github.com/ethereum/go-ethereum/common"
 	"github.com/ethereum/go-ethereum/core/state"
 	"github.com/ethereum/go-ethereum/core/types"
+	"github.com/ethereum/go-ethereum/crypto"
 	"github.com/ethereum/go-ethereum/ethdb"
 	"github.com/ethereum/go-ethereum/event"
+	"github.com/ethereum/go-ethereum/params"
 	"github.com/ethereum/go-ethereum/pow"
 	"github.com/ethereum/go-ethereum/rlp"
 	"github.com/hashicorp/golang-lru"
@@ -483,19 +485,115 @@ func TestInsertNonceError(t *testing.T) {
 	}
 }
 
-/*
+// Tests that chain reorganizations handle transaction removals and reinsertions.
-func TestGenesisMismatch(t *testing.T) {
+func TestChainTxReorgs(t *testing.T) {
-	db, _ := ethdb.NewMemDatabase()
+	params.MinGasLimit = big.NewInt(125000)      // Minimum the gas limit may ever be.
-	var mux event.TypeMux
+	params.GenesisGasLimit = big.NewInt(3141592) // Gas limit of the Genesis block.
-	genesis := GenesisBlock(0, db)
+
-	_, err := NewChainManager(genesis, db, db, db, thePow(), &mux)
+	var (
-	if err != nil {
+		key1, _ = crypto.HexToECDSA("b71c71a67e1177ad4e901695e1b4b9ee17ae16c6668d313eac2f96dbcda3f291")
-		t.Error(err)
+		key2, _ = crypto.HexToECDSA("8a1f9a8f95be41cd7ccb6168179afb4504aefe388d1e14474d32c45c72ce7b7a")
+		key3, _ = crypto.HexToECDSA("49a7b37aa6f6645917e7b807e9d1c00d4fa71f18343b0d4122a4d2df64dd6fee")
+		addr1   = crypto.PubkeyToAddress(key1.PublicKey)
+		addr2   = crypto.PubkeyToAddress(key2.PublicKey)
+		addr3   = crypto.PubkeyToAddress(key3.PublicKey)
+		db, _   = ethdb.NewMemDatabase()
+	)
+	genesis := WriteGenesisBlockForTesting(db,
+		GenesisAccount{addr1, big.NewInt(1000000)},
+		GenesisAccount{addr2, big.NewInt(1000000)},
+		GenesisAccount{addr3, big.NewInt(1000000)},
+	)
+	// Create two transactions shared between the chains:
+	//  - postponed: transaction included at a later block in the forked chain
+	//  - swapped: transaction included at the same block number in the forked chain
+	postponed, _ := types.NewTransaction(0, addr1, big.NewInt(1000), params.TxGas, nil, nil).SignECDSA(key1)
+	swapped, _ := types.NewTransaction(1, addr1, big.NewInt(1000), params.TxGas, nil, nil).SignECDSA(key1)
+
+	// Create two transactions that will be dropped by the forked chain:
+	//  - pastDrop: transaction dropped retroactively from a past block
+	//  - freshDrop: transaction dropped exactly at the block where the reorg is detected
+	var pastDrop, freshDrop *types.Transaction
+
+	// Create three transactions that will be added in the forked chain:
+	//  - pastAdd:   transaction added before the reorganiztion is detected
+	//  - freshAdd:  transaction added at the exact block the reorg is detected
+	//  - futureAdd: transaction added after the reorg has already finished
+	var pastAdd, freshAdd, futureAdd *types.Transaction
+
+	chain := GenerateChain(genesis, db, 3, func(i int, gen *BlockGen) {
+		switch i {
+		case 0:
+			pastDrop, _ = types.NewTransaction(gen.TxNonce(addr2), addr2, big.NewInt(1000), params.TxGas, nil, nil).SignECDSA(key2)
+
+			gen.AddTx(pastDrop)  // This transaction will be dropped in the fork from below the split point
+			gen.AddTx(postponed) // This transaction will be postponed till block #3 in the fork
+
+		case 2:
+			freshDrop, _ = types.NewTransaction(gen.TxNonce(addr2), addr2, big.NewInt(1000), params.TxGas, nil, nil).SignECDSA(key2)
+
+			gen.AddTx(freshDrop) // This transaction will be dropped in the fork from exactly at the split point
+			gen.AddTx(swapped)   // This transaction will be swapped out at the exact height
+
+			gen.OffsetTime(9) // Lower the block difficulty to simulate a weaker chain
+		}
+	})
+	// Import the chain. This runs all block validation rules.
+	evmux := &event.TypeMux{}
+	chainman, _ := NewChainManager(db, FakePow{}, evmux)
+	chainman.SetProcessor(NewBlockProcessor(db, FakePow{}, chainman, evmux))
+	if i, err := chainman.InsertChain(chain); err != nil {
+		t.Fatalf("failed to insert original chain[%d]: %v", i, err)
 	}
-	genesis = GenesisBlock(1, db)
+
-	_, err = NewChainManager(genesis, db, db, db, thePow(), &mux)
+	// overwrite the old chain
-	if err == nil {
+	chain = GenerateChain(genesis, db, 5, func(i int, gen *BlockGen) {
-		t.Error("expected genesis mismatch error")
+		switch i {
+		case 0:
+			pastAdd, _ = types.NewTransaction(gen.TxNonce(addr3), addr3, big.NewInt(1000), params.TxGas, nil, nil).SignECDSA(key3)
+			gen.AddTx(pastAdd) // This transaction needs to be injected during reorg
+
+		case 2:
+			gen.AddTx(postponed) // This transaction was postponed from block #1 in the original chain
+			gen.AddTx(swapped)   // This transaction was swapped from the exact current spot in the original chain
+
+			freshAdd, _ = types.NewTransaction(gen.TxNonce(addr3), addr3, big.NewInt(1000), params.TxGas, nil, nil).SignECDSA(key3)
+			gen.AddTx(freshAdd) // This transaction will be added exactly at reorg time
+
+		case 3:
+			futureAdd, _ = types.NewTransaction(gen.TxNonce(addr3), addr3, big.NewInt(1000), params.TxGas, nil, nil).SignECDSA(key3)
+			gen.AddTx(futureAdd) // This transaction will be added after a full reorg
+		}
+	})
+	if _, err := chainman.InsertChain(chain); err != nil {
+		t.Fatalf("failed to insert forked chain: %v", err)
+	}
+
+	// removed tx
+	for i, tx := range (types.Transactions{pastDrop, freshDrop}) {
+		if GetTransaction(db, tx.Hash()) != nil {
+			t.Errorf("drop %d: tx found while shouldn't have been", i)
+		}
+		if GetReceipt(db, tx.Hash()) != nil {
+			t.Errorf("drop %d: receipt found while shouldn't have been", i)
+		}
+	}
+	// added tx
+	for i, tx := range (types.Transactions{pastAdd, freshAdd, futureAdd}) {
+		if GetTransaction(db, tx.Hash()) == nil {
+			t.Errorf("add %d: expected tx to be found", i)
+		}
+		if GetReceipt(db, tx.Hash()) == nil {
+			t.Errorf("add %d: expected receipt to be found", i)
+		}
+	}
+	// shared tx
+	for i, tx := range (types.Transactions{postponed, swapped}) {
+		if GetTransaction(db, tx.Hash()) == nil {
+			t.Errorf("share %d: expected tx to be found", i)
+		}
+		if GetReceipt(db, tx.Hash()) == nil {
+			t.Errorf("share %d: expected receipt to be found", i)
+		}
 	}
 }
-*/

core/events.go

@@ -36,6 +36,9 @@ type NewBlockEvent struct{ Block *types.Block }
 // NewMinedBlockEvent is posted when a block has been imported.
 type NewMinedBlockEvent struct{ Block *types.Block }
 
+// RemovedTransactionEvent is posted when a reorg happens
+type RemovedTransactionEvent struct{ Txs types.Transactions }
+
 // ChainSplit is posted when a new head is detected
 type ChainSplitEvent struct {
 	Block *types.Block

core/genesis.go

@@ -125,15 +125,27 @@ func GenesisBlockForTesting(db ethdb.Database, addr common.Address, balance *big
 	return block
 }
 
-func WriteGenesisBlockForTesting(db ethdb.Database, addr common.Address, balance *big.Int) *types.Block {
+type GenesisAccount struct {
+	Address common.Address
+	Balance *big.Int
+}
+
+func WriteGenesisBlockForTesting(db ethdb.Database, accounts ...GenesisAccount) *types.Block {
+	accountJson := "{"
+	for i, account := range accounts {
+		if i != 0 {
+			accountJson += ","
+		}
+		accountJson += fmt.Sprintf(`"0x%x":{"balance":"0x%x"}`, account.Address, account.Balance.Bytes())
+	}
+	accountJson += "}"
+
 	testGenesis := fmt.Sprintf(`{
 	"nonce":"0x%x",
 	"gasLimit":"0x%x",
 	"difficulty":"0x%x",
-	"alloc": {
+	"alloc": %s
-		"0x%x":{"balance":"0x%x"}
+}`, types.EncodeNonce(0), params.GenesisGasLimit.Bytes(), params.GenesisDifficulty.Bytes(), accountJson)
-	}
-}`, types.EncodeNonce(0), params.GenesisGasLimit.Bytes(), params.GenesisDifficulty.Bytes(), addr, balance.Bytes())
 	block, _ := WriteGenesisBlock(db, strings.NewReader(testGenesis))
 	return block
 }

core/transaction_pool.go

@@ -81,7 +81,7 @@ func NewTxPool(eventMux *event.TypeMux, currentStateFn stateFn, gasLimitFn func(
 		gasLimit:     gasLimitFn,
 		minGasPrice:  new(big.Int),
 		pendingState: state.ManageState(currentStateFn()),
-		events:       eventMux.Subscribe(ChainHeadEvent{}, GasPriceChanged{}),
+		events:       eventMux.Subscribe(ChainHeadEvent{}, GasPriceChanged{}, RemovedTransactionEvent{}),
 	}
 	go pool.eventLoop()
 
@@ -93,16 +93,18 @@ func (pool *TxPool) eventLoop() {
 	// we need to know the new state. The new state will help us determine
 	// the nonces in the managed state
 	for ev := range pool.events.Chan() {
-		pool.mu.Lock()
-
 		switch ev := ev.(type) {
 		case ChainHeadEvent:
+			pool.mu.Lock()
 			pool.resetState()
+			pool.mu.Unlock()
 		case GasPriceChanged:
+			pool.mu.Lock()
 			pool.minGasPrice = ev.Price
+			pool.mu.Unlock()
+		case RemovedTransactionEvent:
+			pool.AddTransactions(ev.Txs)
 		}
-
-		pool.mu.Unlock()
 	}
 }
 

core/transaction_pool_test.go

@@ -238,3 +238,15 @@ func TestNonceRecovery(t *testing.T) {
 		t.Errorf("expected nonce to be %d, got %d", n+1, fn)
 	}
 }
+
+func TestRemovedTxEvent(t *testing.T) {
+	pool, key := setupTxPool()
+	tx := transaction(0, big.NewInt(1000000), key)
+	from, _ := tx.From()
+	pool.currentState().AddBalance(from, big.NewInt(1000000000000))
+	pool.eventMux.Post(RemovedTransactionEvent{types.Transactions{tx}})
+	pool.eventMux.Post(ChainHeadEvent{nil})
+	if len(pool.pending) != 1 {
+		t.Error("expected 1 pending tx, got", len(pool.pending))
+	}
+}

core/transaction_util.go

@@ -77,6 +77,22 @@ func PutTransactions(db ethdb.Database, block *types.Block, txs types.Transactio
 	}
 }
 
+func DeleteTransaction(db ethdb.Database, txHash common.Hash) {
+	db.Delete(txHash[:])
+}
+
+func GetTransaction(db ethdb.Database, txhash common.Hash) *types.Transaction {
+	data, _ := db.Get(txhash[:])
+	if len(data) != 0 {
+		var tx types.Transaction
+		if err := rlp.DecodeBytes(data, &tx); err != nil {
+			return nil
+		}
+		return &tx
+	}
+	return nil
+}
+
 // PutReceipts stores the receipts in the current database
 func PutReceipts(db ethdb.Database, receipts types.Receipts) error {
 	batch := new(leveldb.Batch)
@@ -107,6 +123,11 @@ func PutReceipts(db ethdb.Database, receipts types.Receipts) error {
 	return nil
 }
 
+// Delete a receipts from the database
+func DeleteReceipt(db ethdb.Database, txHash common.Hash) {
+	db.Delete(append(receiptsPre, txHash[:]...))
+}
+
 // GetReceipt returns a receipt by hash
 func GetReceipt(db ethdb.Database, txHash common.Hash) *types.Receipt {
 	data, _ := db.Get(append(receiptsPre, txHash[:]...))

core/types/transaction.go

@@ -272,14 +272,36 @@ func (tx *Transaction) String() string {
 // Transaction slice type for basic sorting.
 type Transactions []*Transaction
 
-func (s Transactions) Len() int      { return len(s) }
+// Len returns the length of s
+func (s Transactions) Len() int { return len(s) }
+
+// Swap swaps the i'th and the j'th element in s
 func (s Transactions) Swap(i, j int) { s[i], s[j] = s[j], s[i] }
 
+// GetRlp implements Rlpable and returns the i'th element of s in rlp
 func (s Transactions) GetRlp(i int) []byte {
 	enc, _ := rlp.EncodeToBytes(s[i])
 	return enc
 }
 
+// Returns a new set t which is the difference between a to b
+func TxDifference(a, b Transactions) (keep Transactions) {
+	keep = make(Transactions, 0, len(a))
+
+	remove := make(map[common.Hash]struct{})
+	for _, tx := range b {
+		remove[tx.Hash()] = struct{}{}
+	}
+
+	for _, tx := range a {
+		if _, ok := remove[tx.Hash()]; !ok {
+			keep = append(keep, tx)
+		}
+	}
+
+	return keep
+}
+
 type TxByNonce struct{ Transactions }
 
 func (s TxByNonce) Less(i, j int) bool {

eth/helper_test.go

@@ -33,7 +33,7 @@ func newTestProtocolManager(blocks int, generator func(int, *core.BlockGen), new
 		evmux       = new(event.TypeMux)
 		pow         = new(core.FakePow)
 		db, _       = ethdb.NewMemDatabase()
-		genesis     = core.WriteGenesisBlockForTesting(db, testBankAddress, testBankFunds)
+		genesis     = core.WriteGenesisBlockForTesting(db, core.GenesisAccount{testBankAddress, testBankFunds})
 		chainman, _ = core.NewChainManager(db, pow, evmux)
 		blockproc   = core.NewBlockProcessor(db, pow, chainman, evmux)
 	)