# ADR 001: State ## Changelog - 2021-05-15: first draft ## Status DRAFT, Not Implemented ## Abstract The current ADR proposes a state machine breaking change to the EVM module state operations (`Keeper`, `StateDB` and `StateTransition`) with the goal of reducing code maintainance, increase performance, and document all the transaction and state cycles and flows. ## Context This ADR addresses the issues of 3 different components of the EVM state: the `StateDB` interface, the live `stateObject` accounts, and the `StateTransition` functionality. These issues are outlined below in the section for each corresponding component: ### `StateDB` In order to execute state transitions, the EVM receives a reference to a database interface to perform CRUD operations on accounts, balances, code and state storage, among other state queries. This database interface is defined by go-ethereum's `vm.StateDB`, which is currently implemented using the `CommitStateDB` concrete type. The `CommitStateDB` performs state updates by having a direct access to the `sdk.Context`, the evm's `sdk.StoreKey` and external `Keepers` for account and balances. Currently, the context field needs to be set on every block or state transition using `WithContext(ctx)` in order to pass the updated block and transaction data to the `CommitStateDB`. However, traditionally in Cosmos SDK-based chains, the `Keeper` type has been the de-facto abstraction that manages access the key-value store (`KVStore`) owned by the module through the store key. `Keepers` usually hold a reference to external module `Keepers` to perform functionality outside of the scope of their module. In the existing architecture of the EVM module, both `CommitStateDB` and `Keeper` have access to state. ### State Objects The `CommitStateDB` also holds references of `stateObjects`, defined as "live ethereum consensus accounts (i.e any balance, account nonces or storage) which will get modified while processing a state transition". Upon a state transition, these objects will be modified and marked as 'dirty' (a.k.a stateless update) on the `CommitStateDB`. Then, at every `EndBlock`, the state of these modified objects will be 'finalized' and commited to the store, resetting all the dirty list of objects. The core issue arises when a chain that uses the EVM module can have also have their account and balances updated through operations from other modules. This means that an EVM state object can be modified through an EVM transaction (`evm.MsgEthereumTx`) and other transactions like `bank.MsgSend` or `ibctransfer.MsgTransfer`. This can lead to unexpected behaviors like state overwrites, due to the current behaviour that caches the dirty state on the EVM instead of commiting any changes directly. ### State Transition A general EVM state transition is performed by calling the ethereum `vm.EVM` `Create` or `Call` functions, depending on wheather the transaction creates a contract or performs a transfer or call to a given contract. In the case of the `x/evm` module, it currently uses a modified version of Geth's `TransitionDB`, that wraps these two `vm.EVM` methods. The reason for using this modified function, is due to several reasons: 1. The use of `sdk.Msg` (`MsgEthereumTx`) instead of the ethereum `core.Message` type for the `vm.EVM` functions, preventing the direct use of the `core.ApplyMessage`. 2. The use of custom gas accounting through the transaction `GasMeter` available on the `sdk.Context` to consume the same amount of gas as on Ethereum. 3. Simulate logic via ABCI `CheckTx`, that prevents the state from being finalized. ## Decision ### `StateDB` The `CommitStateDB` type will be removed in favor turning the module's `Keeper` into a `StateDB` concrete implementation. ```go // Keeper now fully implements the StateDB interface var _ vm.StateDB = (*Keeper)(nil) // Keeper defines the EVM module state keeper for CRUD operations. // It also implements the go-ethereum vm.StateDB interface. Instead of using // a trie and database for querying and persistence, the Keeper uses KVStores // and external Keepers to facilitate state transitions for accounts and balance // accounting. type Keeper struct { // store key and encoding codec // external module keepers (account, bank, etc) and params subspace // cache fields and sdk.Context (reset every block) // other CommitStateDB fields (journal, accessList, etc) } ``` This means that a `Keeper` pointer will now directly be passed to the `vm.EVM` for accessing the state and performing state transitions. The ABCI `BeginBlock` and `EndBlock` are have now been refactored to only (1) reset cached fields, and (2) keep track of internal mappings (hashes, height, etc). ```go func (k *Keeper) BeginBlock(ctx sdk.Context, req abci.RequestBeginBlock) { // ... // reset cache values and context k.ResetCacheFields(ctx) } func (k Keeper) EndBlock(ctx sdk.Context, req abci.RequestEndBlock) []abci.ValidatorUpdate { // NOTE: UpdateAccounts, Commit and Reset execution steps have been removed in favor of directly // updating the state. // set the block bloom filter bytes to store bloom := ethtypes.BytesToBloom(k.Bloom.Bytes()) k.SetBlockBloom(ctx, req.Height, bloom) return []abci.ValidatorUpdate{} } ``` ### State Objects The `stateObject` type will be completely removed in favor of updating the store directly through the use of the auth `AccountKeeper` and the bank `Keeper`. For the storage `State` and `Code`, the evm module `Keeper` will store these values directly on the KVStore using the EVM module store key and corresponding prefix keys. For accounts marked as 'suicided', a new relationship will be added to the `Keeper` to map `Address (bytes) -> suicided (bool)`. ```go // HasSuicided implements the vm.StoreDB interface func (k Keeper) HasSuicided(address common.Address) bool { store := prefix.NewStore(k.ctx.KVStore(csdb.storeKey), KeyPrefixSuicide) key := types.KeySuicide(address.Bytes()) return store.Has(key) } // Suicide implements the vm.StoreDB interface func (k Keeper) Suicide(address common.Address) bool { store := prefix.NewStore(k.ctx.KVStore(csdb.storeKey), KeyPrefixSuicide) key := types.KeySuicide(address.Bytes()) store.Set(key, []byte{0x1}) return true } ``` ### State Transition The state transition logic will be refactored to use the `ApplyMessage` function from the `core/` package of go-ethereum as the backbone. This method calls creates a go-ethereum `StateTransition` instance and, as it name implies, applies a Ethereum message to execute it and update the state. This `ApplyMessage` call will be wrapped in the `Keeper`'s `TransitionDb` function, which will generate the required arguments for this call (EVM, chain config, and gas pool), thus performing the same gas accounting as before. This will lead to the switching from the existing Ethermint's evm `StateTransition` type to the go-ethereum `vm.ApplyMessage` type, thus reducing code necessary perform a state transition. ```go func (k *Keeper) TransitionDb(ctx sdk.Context, msg core.Message) (*types.ExecutionResult, error) { defer telemetry.ModuleMeasureSince(types.ModuleName, time.Now(), types.MetricKeyTransitionDB) initialGasMeter := ctx.GasMeter() // NOTE: Since CRUD operations on the SDK store consume gasm we need to set up an infinite gas meter so that we only consume // the gas used by the Ethereum message execution. // Not setting the infinite gas meter here would mean that we are incurring in additional gas costs k.ctx = ctx.WithGasMeter(sdk.NewInfiniteGasMeter()) params := k.GetParams(ctx) cfg, found := k.GetChainConfig(ctx) if !found { // error } evm := k.NewEVM(msg, cfg.EthereumConfig(chainID)) gasPool := &core.GasPool(ctx.BlockGasMeter().Limit()) // available gas left in the block for the tx execution // create an ethereum StateTransition instance and run TransitionDb result, err := core.ApplyMessage(evm, msg, gasPool) // return precheck errors (nonce, signature, balance and gas) // NOTE: these should be checked previously on the AnteHandler if err != nil { // log error return err } // The gas used on the state transition will // be returned in the execution result so we need to deduct it from the transaction (?) GasMeter // TODO: double-check initialGasMeter.ConsumeGas(resp.UsedGas, "evm state transition") // set the gas meter to current_gas = initial_gas - used_gas k.ctx = k.ctx.WithGasMeter(initialGasMeter) // return the VM Execution error (see go-ethereum/core/vm/errors.go) if result.Err != nil { // log error return result.Err } // return logs executionRes := &ExecutionResult{ Response: &MsgEthereumTxResponse{ Ret: result.ret, }, GasInfo: GasInfo{ GasConsumed: result.UsedGas, GasLimit: gasPool, } return executionRes, nil } ``` The EVM is created then as follows: ```go func (k *Keeper) NewEVM(msg core.Message, config *params.ChainConfig) *vm.EVM { blockCtx := vm.BlockContext{ CanTransfer: core.CanTransfer, Transfer: core.Transfer, GetHash: k.GetHashFn(), Coinbase: common.Address{}, // there's no beneficiary since we're not mining BlockNumber: big.NewInt(k.ctx.BlockHeight()), Time: big.NewInt(k.ctx.BlockHeader().Time.Unix()), Difficulty: big.NewInt(0), // unused. Only required in PoW context GasLimit: gasLimit, } txCtx := core.NewEVMTxContext(msg) vmConfig := k.VMConfig(st.Debug) return vm.NewEVM(blockCtx, txCtx, k, config, vmConfig) } func (k Keeper) VMConfig(debug bool) vm.Config{ params := k.GetParams(ctx) eips := make([]int, len(params.ExtraEIPs)) for i, eip := range params.ExtraEIPs { eips[i] = int(eip) } return vm.Config{ ExtraEips: eips, Tracer: vm.NewJSONLogger(&vm.LogConfig{Debug: debug}, os.Stderr), Debug: debug, } } ``` ## Consequences ### Backwards Compatibility The proposed ADR is a breaking state machine change and will not have any backwards compatibility since no chain that uses this code is in a production ready-state (at the moment of writing). ### Positive - Improve maintenance by simplifying the state transition logic - Defines a single option for accessing the store through the `Keeper`, thus removing the `CommitStateDB` type. - State operations and tests are now all located in the `evm/keeper/` package - Removes the concept of `stateObject` by commiting to the store directly - Delete operations on `EndBlock` for updating and commiting dirty state objects. - Split the state transition functionality (`NewEVM` from `TransitionDb`) allows to further modularize certain components that can be beneficial for customization (eg: using other EVMs other than Geth's) ### Negative - Increases the dependency of external packages (eg: `go-ethereum`) - Some state changes will have to be kept in store (eg: suicide state) ### Neutral - Some of the fields from the `CommitStateDB` will have to be added to the `Keeper` ## Further Discussions ## Test Cases [optional] ## References